

第27卷第2期半导体学报Vol.27 No.22006年2月CHINESE JOURNAL OF SEMICONDUCTORSFeb. ,2006Quantum and Transport Mobilities of a Two-Dimensional ElectronGas in the Presence of the Rashba Spin-Orbit InteractionXu Wen-.2,↑(1 Deparlment of Theoretical Physics, Research School of Physical Sciences and Engineering ,Australian National Universiy, Canberra ACT 0200, Australia)(2 Institute of Solid State Physis, Chinese Academy of Sciences, Hefei 230031, China)Abstract: A systematic theoretical approach is developed to study the electronic and transport properties of a two-dimensional electron gas (2DEG) in the presence of spin-orbit interactions induced by the Rashba effect. Thestandard random- phase approximation is employed to calculate the screening length caused by electron-electron in-teraction in different transition channels. The quantum and transport mobilities in different spin branches are eval-uated using the momentum- balance equation derived from the Boltzmann equation,in which the electron interac-tions with both the remote and background impurities are taken into account in an InAlAs/ InGaAs heterojunctionat low-temperatures.Key words: InGaAs/ InAlAs HEMT; 2D modeling and simulation; polarization charges; quantum effectsPACC: 7200; 7110CCLC number: 047Document code: AArticle D: 0253-4177(2006)02-0204-14magnetic-field, such as InAs- and InGaAs-based1 Introductiontwo-dimensional electron gases ( 2DEGs)[1,has .led to recent proposals dealing with advancedIn recent years ,the investigation of spin po-electronic devices such as spin-transistorsl,spin-larized electronic systems has become a fast-grow-filters[3] ,and spin-waveguides(4]. It is known thatng research field in condensed matter physics andin narrow-gap semiconductor nanostructures suchsemiconductor electronics, owing to the interest-as quantum wells, the zero-magnetic-field spinng physics behind them and to important devicesplitting (or spontaneous spin spltting) of theapplications. It has been realized that spin-elec-carriers can be achieved by the inversion asymme-tronic ( or spintronic) systems and devices can betry of the microscopic confining potential due torealized on the basis of diluted magnetic semicon-the presence of the heterojunction5J . This corre-ductors and narrow-gap semiconductor nanostruc-sponds to an inhomogeneous surface electric fieldtures. In the former case , the spin-orbit interactionand , hence , is electrically equivalent to the Rashba(SOI) is achieved in the presence of an externalspin-spltting or Rashba effectf6]. The publishedmagnetic field, and devices can be operated evenexperimental results-7,8] have indicated that inat room-temperature. In the latter case,the SOI isInAs- and InGaAs-based 2DEG systems, the spon-introduced due to the innate features of the mate-taneous spin splitting is mainly induced by therial systems, and a strong spin polarization caRashba effect ( with an SU(2) symmetry) whichnormally be achieved at relatively low-tempera-can be enhanced further with increasing the gatetures. At present ,one important aspect in the fieldvoltage applied. Other contributions such as theof spintronics is the study of electronic systemsDresselhaus term (with an SU(1, 1) symmetry)with a finite spin-splitting realized from narrow-are relatively weak, because they come mainlygap semiconductor nanostructures in the absencefrom the bulk- inversion asymmetry of the materi-of an external magnetic field. The progress madealL9中国煤化工ength of the Rash-in realizing spin-split electron gas systems at zero-baTresponding SOI inHHCNMHG↑Corresponding author. Email: wen105@ rsphysse. anu. edu. auReceived 17 October 2005⑥2006 Chinese Institute of Electronics第2期Xu Wen: Quantum and Transport Mobilities of a Two-Dimensional Electron Gas ...205these systems can be controlled artificially by ap-tion[1,5] . Including the lowest order of the SOI in-plying a gate voltagel7.8], changing the sampleduced by the Rashba effect, the single-electrongrowth parameters[1o] ,etc.Hamiltonian is given, in the absence of electronicIn order to apply spintronic systems as elec-scattering centers,bytronic devices such as spin-transistors,it is of fun-damental importance to study the effect of SOI onHo=P+°(σXp)z+U(z)(1)the electronic and transport properties of thesenovel systems. At present,one of the most power-where p =(px,p,) is the momentum operator inful and most popularly used experimental tech-which px= - iha/ax,m' is the electron effectiveniques to identify the Rashba spin splitting ismass, U (z) is the confining potential energymagneto-transport measurement carried out inalong the growth-direction, and a is the Rashbaquantized magnetic fields and low-temperatures atparameter which measures the strength of thewhich the Shubnikov-de Hass (SdH) oscillationsspin-orbit coupling. Due to the Pauli spin matricesσ= (σx ,, ,σz) ,this Hamiltonian is a 2x2 matrix.are observable1.8.10~12) . From the periodicity, am-plitude, and profile of the SdH oscillations, theFurthermore, this Hamiltonian suggests that thedensity and quantum mobility (or lifetime) in dif-SOI induced by the Rashba effect does not affectferent spin branches ,together with the Rashbathe electronic states along the growth direction.parameter, can be determined experimentally.The solutions of the corresponding SchrodingerThese techniques are akin to those employed inequation are readily obtained4] as .the investigation of spin-degenerate 2DEGs in theWan(R)=|σ,k,n)= ()e"ψ,(z) (2) .2\ isepresence of more than one occupied electronicsubbandC13,14] . It has been observed experimentallywhere k= (kx,k,) is the electron wavevector alongthat in InAs- and' InGaAs-based spintronic sys-the 2D plane,R= (r,z)= (x,y,z),中is the angletems, although the electron densities can differbetween k and the x-axis, and σ=土1 refers tosignificantly in different spin branches[10~12] ,thedifferent spin branches in k-space. The corre-quantum mobilities, determined from the ampli-sponding energy spectrum is given bytudes of the SdH oscillations at relatively low andEon(k) = E。(k)十en =h2k2+ oak +εn (3)2 m"intermediate magnetic fields, depend very weaklywith k = (k}; + k})1/2.In Eqs. (2) and (3), theon the SOI strength[10] . This result is in sharp con-wavefunction ψn(z) and energy En for an electrontrast to what has been seen in spin-degeneratein the n th electronic subband are determined by a(e. g. , GaAs-based) 2DEGs with more than onespin-independent Schrodinger equation along theoccupied subband, where both quantum and trans-growth-direction, because SOI does not affect theport mobilities differ significantly in different e-electron states along the z -direction.lectronic subbands. In order to understand this im-From the electron energy spectrum given byportant and interesting experimental finding andEq. (3) ,one can immediately see that in the pres-to achieve an in-depth understanding of how SOIence of the Rashba spin-splitting: (1) the elec-affects the electronic and transport properties of atronic states are split into two spin branches in k-2DEG,we develop a tractable theoretical apspace and electrons are oriented perpendicular toproach to examine quantum and transport mobili-the electronic momentum in the 2D-plane;(2) theties pertinent to a spin-split 2DEG in this paper.energy dispersion of a 2DEG is not parabolic dueto the inclusion of the SOI term;and (3) the ener-2 One-particle aspectsgy levels for the土spin branches depend stronglyon electron wavevector ( or momentum ), whereFor a typical 2DEG formed in the xy-planethe energy separation between the two spin bran-(taken as the 2D-plane) in narrow-gap semicon-ches中国煤化工ese features are inductor nanostructures, such as InGaAs/InAlAssharCNMH Gspin-degenerateheterojunctions in which the growth-direction isLen's function for ataken along the z-axis, the effect of SOI can bespin-split 2DEG can be obtained,in the (E,k) orobtained from a k● p band-structure calcula-(spectrum,momentum) representation ,as206半导体学报第27卷Gonm(E) = [E- Eon(k)+ i8]-. (4)2.0-Thus , the density-of-states (DoS) for a spin-split2DEG can be determined from the imaginary partof G如n (E). In this paper , we consider an InGaAs/D(EVD。InAlAs heterojunction in which only the lowest e-1.0lectronic subband is present (i.e.,n'= n = 0),D(目D。0.5-D(E)/D。and we measure the energy from Eo. In such acase , the electron DoS in different spin branches is01 o234obtained asElectron energy.E/EaD.(E)= 2&[E- E,(k)](5)Fig.1 Density-of-states in different spin brancheswhere for spin-up(D: (E)) as a function of electron energy ED. (E) =°B(E)(1-VE+E.)E(6)why electron density in the spin-down channel isalways larger than that in the spin-up channel. Afor spin-downdirect and important application of the DoS for a[@(E)(1+VE+E,E。spin-split 2DEG is to determine the Fermi energyof the system and the electron density in different20(- E)@(E+E.)VE+E.」(7)spin branches. Applying the DoS for a 2DEG withSOI to the condition of total electron number con-and the total DoS isservation and the definition n。= 2f(E,(k)) withf(x) being the Fermi-Dirac function, the FermiD(E)=D.(E)+D_(E)=energy Ep and electron density n。in the σ spinDo0(E)+日(- E)O(E+ E.)NE+E. |(8)branch are obtained, respectively , for low temper-atures T-→0,asHere,@(x) is the unit-step function,E is the elec-tron energy, D。= m" /nh,and E。= c?m" /2h'.Ep = F(πn。一k2)(9)n'These theoretical results indicate that in contrastandto a spin-degenerate 2DEG whose DoS is givenn。=∩°_σke√2rn.- R(10)simply by D(E) = D,@(E),the DoS for a spin-split 2DEG depends strongly on SOI, which re-for nc≥k:/π(or a≤h2√mne/m° ).Here,n.= n-sults in the following:(1) spin-up and spin-down+ n. is the total electron density and k。= m' a/electrons have different DoS; (2)the DoS dependsh. For= n,≤k/π we have Ep≤0, and only thenot only on those step-functions but also on E。=lower-energy‘-’spin branch is occupied by e-(E + E,), because of a nonparabolic energy spec-lectrons (see Fig. 1), with n+ = 0 and n- = n。trum given by Eq. (3);and (3) for the spin-downprecisely at ne = k:/π; in this case the electronschannel the DoS can exit even in the negative en-are entirely in the‘-' spin branch. However,itergy regime, whereas D. (E) only exits when Eshould be noted that the condition n。< < k2/π can> 0. Furthermore, we note that D. (E)/D。=only be satisfied in a system with very low elec-(∞,0.5] when E=[E.,∞),whereas D. (E)/D。tron density and very large Rashba parameter,=[0,0.5] when E= [0,∞). This implies that D.which has not yet been realized experimentally.(E) is always larger than D+ (E) and a larger D.Therefore ,in this paper , we only consider the situ-(E) can be observed at a larger E.These interest-ation where both土spin branches are occupied bying features can be more clearly seen from Fig. 1electrons, namely the situation where nc> k2/π.where the DoS in different spin-orbits is shown asFrom Eq. (10), we obtain the relationa function of electron energy.中国煤化工in.- k:(11)The theoretical results obtained and shownwhicCNMHGpaper.above indicate that in the low energy regime,CHAnouner simpie way 1o understand why thewhich is most probably occupied by electrons , thepresence of SOI can lead to different electronDoS for the‘-’branch is always larger than thatdensities in different spin branches is to look intofor the‘+,branch,and this is the main reason第2期Xu Wen: Quantum and Transport Mobilities of a Two-Dimeasional Electron Gas”207the dispersion relation E,(k) versus k shown in1.00Fig.2. In Fig. 2, the solid parabolic curve corre-n.=10'"cm20.75-sponds to the absence of the SOI (a= 0),i.e.,ton/n.ki =kμ = kp. The intersections of the curves for0.50a≠0(E. (k) and E. (k)) with the Fermi levelEp ,projected onto the k-axis,give the Fermi wav-n./m."9 0.25evectors ki and k# .The difference ki -ki ata≠0 leads to a difference in k-space area:π(ki )210-21011010≠π(k$ )2. Accordingly, the densities n- and n+Rashba parameter a/(eV.m)are different when the SOI is present. Because kiFig.3 Electron density n. in different spin chan-is always larger than k; ,n- is always larger thannels as a function of the Rashba parameter a at an+。fixed total electron density n,=n. + n-E.(k)E.(A)/E.(K)E, Fa-1.6x10"'eV.mn/m。0.50-E 0.25-Fig.2 Dispersion relation E,(k) versus k for 2DEGsThe solid parabolic curve,for a= 0,corresponds tootal ectron densit/cmithe absence of sol where k; =ki = kp. The inter-sections of the dashed curves (E.(k)) fora≠0 withFig. 4 Dependence of electron distribution in thethe Fermi level Er(dotted line) ,rojected onto the k-土spin branches on total electron density at a fixedaxis,give the Fermi wavevectors ki and ki for dif-Rashba parameterferent spin branches.of electrons in semiconductor-based 2DEG sys-The dependence of electron distribution intems. For a modulation-doped InGaAs/InAIAsheterojunction , the main sources of electron-impu-different spin branches on the Rashba parameterrity scattering come from the ionized remote-im.a and total electron density n。 is shown respec-purities in the InAlAs layer and from the chargedtively in Figs. 3 and 4. These results are obtainedbackground impurities in the InGaAs layer. Thefor an InGaAs-based 2DEG structure.It should beCoulomb potential induced by electron interactionnoted that with increasing a in Fig.3 and/or de-with charged impurities takes the formcreasing ne in Fig. 4, Fermi energy decreases (seeV(R-R,)= Ze(12)Eq. (9)) and,consequently, more electrons are inKTR-R。Tthe spin-down orbit because it has a lower energywhere the impurity is located at R。= (r。,zo)=and higher DoS. This is in line with experimental(x.,yo,za),Z is its charge number,andx is thefindingsf8.10-12]) . The results shown in Figs.3 andstatic dielectric constant of the material. In the4,together with those given by Eqs. (6) and (7),absence of electron- electron (c-e) screening, thissuggest that in a 2DEG, spin polarization increa-potential results in an electron-impurity interac-ses with increasing Rashba parameter and/or withtion Hamiltonian in momentum representation af-decreasing total electron density.ter the Fourier transformation中国煤化工(13)3 Electron-impurity scatteringYHCNMHGwhereq! 4x1y,, s Lic iactor of the FourierAt low temperatures, electron-impurity scat-transform, which corresponds to the change oftering is the principal channel for the relaxationelectron wavevector (or momentum) during an208半导体学报第27卷electron-impurity scattering event. For electronσ' branch to the σ branch , the bare e-e interactioninteractions with charged impurities in an elec-in the presence of SOI becomestronic system,we may assume that the system un-Vp(k,q) = V,G。(q) xder study can be separated into the electron of in-[4Aw8n + iB(1-80)7(17)terest and the impurities, i.e. ,lo,k,n;c)= |σ,k,n)|c> where |c) represents the state of the im-where Go(q)= Jdz1 Jdzz |4(z;)|2 |46(z)|e-913-2|purity system. Thus, the matrix element for elec-with 4o(z) being the ground-state electron wave-tron-impurity interaction is obtained asfunction along the growth-direction, Am = (k +qcosψ)/|k+q|,Bw = qsinψ/|k+q|, and ψ is the .Unmnd(q,R.) =2rZe2 Jn(z.Txangle between k and q. It should be noted that inFnn(q,z.)hs. (0)e" ir'e81. .(14)contrast to a spin-degenerate 2DEG for which theHere,n;(za)= |
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